Account Features Form

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UIICS MKT8628 FEATURES 1213 — Page 1 of 6
Schwab 529 College Savings Plan
Account Features Form
• Use this form to add, change, or delete important Account features and services. Please refer to Section 2 for more details.
• Type in your information and print out the completed form, or print clearly, preferably in capital letters and black ink. Mail the form to the
address below. Do not staple.
• Forms can be downloaded from our website at schwab.com/forms, or you can call us to order any form — or request assistance in
completing this form — at 1-888-903-3863.
Return the completed form and any
other required documents to:
For overnight delivery or registered mail, send to:
Schwab 529 Plan
P.O. Box 2906
Shawnee Mission, KS 66201-2906
Schwab 529 Plan
2534 Madison Ave, 3rd Floor
Kansas City, MO 64108-2335
1. Account Owner Information
Account Number(s) (To list more than three Accounts, use a separate sheet.)
Name of Primary Account Owner/Responsible Individual/Custodian (first, middle initial, last) or Trust
Name of Joint Account Owner (first, middle initial, last)
Telephone Number (In case we have a question about your Account.)
2. Features to add, update, or delete (Check all that apply.)
Bank Information — Section 3
Automatic Investment Plan — Section 4
Systematic Withdrawal Plan — Section 5
Interested Party Information — Section 6
©2013 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. (1013-7173) APP20339CS-06 (12/13)
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UIICS MKT8628 FEATURES 1213 — Page 2 of 6
3.Bank Information
• Required to establish bank services. Complete this section to add, change, or delete bank information.
• Anyone can make contributions to a Schwab 529 Plan Account at any time if bank instructions are on file. If the bank account owners
are not the same as the Schwab 529 Plan Account Owners, bank instructions will be established only for transfers into the 529 account.
• All Schwab 529 Account Owners and bank account owners, if different, must sign this form to establish bank services.
• At least one of the 529 Account Owners must be listed on the bank account registration to transfer funds from the 529 account to the
bank account. You can begin using ACH services for withdrawals seven calendar days after American Century Services, LLC (American
Century) or its designee approves and processes this form. Once the withdrawal is transmitted, the monies usually reach your bank
within two to five business days. This authorization applies to all Schwab 529 Plan Accounts listed under the Account Owner’s Social
Security number on this form.
Add
Change
Delete
I mportant: Please check the box to confirm that your ACH transactions will not involve a bank or other financial services
company, including any branch or office thereof, located outside the territorial jurisdiction of the United States.
Bank Name
Bank Account Registration
Name (first, middle initial, last)
Name (first, middle initial, last)
Bank Routing Number
Bank Account Number
Account Type:
(Check One.):
CheckingSavings
Note: The routing number is usually located in the bottom left corner of your checks. You can also ask your bank for the routing number.
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UIICS MKT8628 FEATURES 1213 — Page 3 of 6
4. Automatic Investment Plan (AIP)
• Complete this section to add, change, or delete an automatic investment from your bank account. This can also be done by accessing
your account online at schwab.com
• Account Owners, family members, and friends can all contribute to a Schwab 529 Plan Account through an AIP. To add a bank account,
complete Section 3.
• Your minimum contribution must be at least $25 by AIP.
• Contributions by AIP will be unavailable for withdrawal for seven calendar days following the date of purchase.
IP. Initiate automatic investments from your bank or Schwab One Checking account, or your account at another financial institution,
A
into your Schwab 529 Plan Account. (Check all that apply.)
Establish an AIP on my account according to the instructions below using the existing bank account on file.
Add an AIP on my account according to the instructions below using the bank account provided in Section 3.
C hange my investment amount, frequency, and/or debit date. (Provide the new amount and/or debit date below.)
Note: If you wish to skip a scheduled AIP, please call 1-888-903-3863 or go online at schwab.com.
Delete my AIP.
Amount of Debit:
$
,
Frequency (Check one.):
Start Date:*
.
Monthly
Quarterly
Semi-Annually
Annually
Date (mm/dd/yyyy)
*Your instructions must be received at least three business days prior to the indicated start date; otherwise, debits from your bank account will begin the following month on the day specified. If a date is not specified, the investment will be made on the 15th of the month. If the date you select falls on a weekend or a holiday, the investment will be made the next business day. The frequency is based on the start date, not calendar year.
nnual Increase. You may increase your AIP contribution automatically on an annual basis. Your contribution will be
A
adjusted each year in the month that you specify by the amount indicated. A confirmation of this increase will be sent to
you a month before it is scheduled to begin.
Amount of Increase:
$
,
.
Month:**
** T he month in which your AIP contribution will be increased. The first increase will occur at the first instance of the month
selected. Annual AIP increases are subject to the general contribution limits of the Schwab 529 Plan and will also count toward
annual federal gift tax exclusion limits.
Note: A plan of regular investment cannot assure a profit or protect against a loss in a declining market.
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UIICS MKT8628 FEATURES 1213 — Page 4 of 6
5. Systematic Withdrawal Plan
• Complete this section to add, change, or delete periodic withdrawals from your Schwab 529 Plan Account.
• We are required to file IRS Form 1099-Q annually for withdrawals taken from your Schwab 529 Plan Account.
• If the balance on the investment portfolio is less than the Systematic Withdrawal amount specified, the Systematic Withdrawal
instructions will be stopped.
Add
Change
Delete
Important: Withdrawals will be delayed if you are distributing contributions that have not been in the Account at least five business
days or if you have requested the withdrawal to be sent to an address that has changed within the past 10 days. The withdrawal will be
released when the specified waiting period has been satisfied.
Frequency (Check one.):
Dollar Amount:
Start Date:* $
Monthly
,
Date (mm/dd/yyyy)
End Date (Optional):
Date (mm/dd/yyyy)
Quarterly
Semi-Annually
Annually
.
*Your instructions must be received at least three business days from the requested start date. This is the date that your assets will be
withdrawn from your Schwab 529 Plan Account. Your withdrawal will be processed on the 15th of the month, unless you specify another
date above. If the date falls on a weekend or holiday, it will be processed on the following business day. The frequency is based on the
start date, not calendar year.
I authorize the Schwab 529 Plan to withdraw from the following Investment Option.
$
,
Investment Option
Amount**
.
**Please specify only dollar amounts, not percentages.
Payee and Payment Method. (Choose One.):
A.
By electronic transfer to Bank Account of Account Owner or Designated Beneficiary.
Important: Electronic payment by Automated Clearing House (ACH) is available only if you already have established this service
for your Account. It may take two to five business days for the proceeds of the withdrawal to transmit to your bank account. If the
service has not been established for at least seven calendar days, your withdrawal will be sent by check. Payment by ACH to an
eligible educational institution is not available.
Please confirm bank information on file:
Bank Name
Bank Routing Number
B.
Bank Account Number
Account Type:
(Check One.):
CheckingSavings
By Check to Account Owner, Designated Beneficiary, or Eligible Educational Institution. (Choose one.):
P lease check this box if you would like your check sent by expedited delivery to the payee indicated below (no P.O. mailboxes
permitted). A $10 fee will be applied to your account. With expedited delivery, your withdrawal check should be received
within three business days once your request is received in good order and processed.
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UIICS MKT8628 FEATURES 1213 — Page 5 of 6
Systematic Withdrawal Plan (Continued)
Select to whom the check is to be made payable below. A.
Payable to the Account Owner. (You will receive a check at your address of record unless you have selected ACH.)
B.
ayable to the Designated Beneficiary. (The Designated Beneficiary will receive a check at the beneficiary’s address of
P
record unless you have selected ACH.)
C.
ayable to an eligible educational institution. (Payments sent to the eligible educational institution are reported under
P
the Designated Beneficiary’s Social Security number.)
Name of School
Provide the exact school address below to send the check directly to the school. If the Student ID is not included or no address is
provided, the check will be sent to the Account Owner’s address on record, payable to the educational institution.
Department/Office/Contact Name
Student ID (Required. For security reasons, a Social Security number will not be accepted.)
Mailing Address
City
State
Zip Code
6. Interested Party Information (Optional)
• Complete this section if you want additional persons to receive quarterly statements on the Account as an Interested Party or if you
are replacing, changing, or deleting existing Interested Party information on your Account.
Check one:
Add
Replace Interested Party
Change current information
Name (first, middle initial, last)
Address
City
State
Telephone Number
Relationship to Account Owner:
Compliance
Investment Advisor
Other
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Zip Code
Delete
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UIICS MKT8628 FEATURES 1213 — Page 6 of 6
7. Signature — YOU MUST SIGN BELOW
I (We) certify that I (we) have read and understand, consent, and agree to all terms and conditions of the Schwab 529 Plan Guide and
Participation Agreement and understand the rules and regulations governing withdrawals from my (our) Schwab 529 Plan Account. I (We)
also certify that the information provided on this form is accurate and hereby instruct the Schwab 529 Plan to distribute my (our) Account as
I (we) have indicated.
All Bank Account Owners must sign below to establish banking instructions.
S I G NAT U RE
Signature of Primary Account Owner/Responsible Individual/Trustee/Custodian
Date (mm/dd/yyyy)
S I G NAT U RE
Signature of Joint Account Owner
Date (mm/dd/yyyy)
Signature(s) of Bank Account Owners (complete only if different than the Schwab 529 Plan Account Owners).
By signing below, I (We) acknowledge that my (our) bank account information will be recorded on the Schwab 529 Plan account(s)
referenced in Section 1, for contributions only. I (We) understand that by agreeing to record my (our) bank account information in the
account records, contributions into the Schwab 529 Plan account can be initiated by me (us) or by the account owner(s) of the Schwab 529
Plan account(s). I (We) hereby consent to all such debits to my(our) bank account.
I (We) agree to defend, hold harmless and indemnify the Schwab 529 Plan, American Century Investment Services, Inc.,
Charles Schwab & Co., Inc., their officers, agents, employees, affiliates and successors from all losses, claims, expenses and liabilities
that I (we) may suffer as a result any such debit to my(our) bank account.
S I G NAT U RE
Signature of Bank Account Owner, if different from above
Date (mm/dd/yyyy)
S I G N AT U RE
Signature of Bank Account Owner, if different from above
Date (mm/dd/yyyy)
Clear all fields
American Century Investment Services, Inc., Distributor and Underwriter
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