Andersons, Inc. Form 5 Filed 2016-01-28

SECURITIES AND EXCHANGE COMMISSION
FORM 5
Annual statement of changes in beneficial ownership of securities
Filing Date: 2016-01-28 | Period of Report: 2015-12-31
SEC Accession No. 0001209191-16-093922
(HTML Version on secdatabase.com)
ISSUER
Andersons, Inc.
CIK:821026| IRS No.: 341562374 | State of Incorp.:OH | Fiscal Year End: 1231
SIC: 5150 Farm product raw materials
Mailing Address
480 W DUSSEL DR
MAUMEE OH 43537
REPORTING OWNER
MENNEL DONALD L
CIK:1220221
Type: 5 | Act: 34 | File No.: 000-20557 | Film No.: 161367664
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Business Address
480 W DUSSEL DR
MAUMEE OH 43537
4198935050
UNITED STATES SECURITIES AND
EXCHANGE COMMISSION
FORM 5
this box if no longer
☐ Check
subject to Section 16. Form 4
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hours per response 1.0
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or Form 5 obligations may
continue. See Instruction 1(b).
☐ Form 3 Holdings Reported
☒ Form 4 Transactions Reported
ANNUAL STATEMENT OF CHANGES IN
BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
MENNEL DONALD L
Andersons, Inc. [ANDE]
(Last)
(First)
(Middle)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ 10% Owner
__X__ Director
_____ Officer (give title
3. Statement for Issuer's Fiscal Year Ended (Month/Day/ below)
_____ Other (specify
below)
Year)
480 W DUSSEL DR
12/31/2015
4. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
MAUMEE, OH 43537
(City)
(State)
6. Individual or Joint/Group Reporting
(Check applicable line)
__X__ Form Filed by One Reporting Person
_____ Form Filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security (Instr. 3)
2.
Transaction
Date (Month/
Day/Year)
2A.
Deemed
Execution
Date, if
any
(Month/
Day/Year)
3.
4. Securities Acquired (A) or
Transaction Disposed of (D) (Instr. 3, 4 and 5)
Code (Instr.
8)
(A)
or
Amount
Price
(D)
COMMON STOCK
07/22/2014
J4 (1)
COMMON STOCK
10/22/2014
J4
(1)
COMMON STOCK
01/23/2015
COMMON STOCK
COMMON STOCK
5. Amount of
Securities
Beneficially
Owned at end
of Issuer's
Fiscal Year
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
105.352
A $53.3065
61,691.353
D
96.305
A $58.4345
61,691.353
D
J4 (1)
125.681
A $47.07
61,691.353
D
04/22/2015
J4 (1)
138.603
A $42.8086
61,691.353
D
07/22/2015
J4 (1)
135.412
A $36.7234
61,691.353
D
1,237
I
COMMON STOCK
7. Nature of
Indirect Beneficial
Ownership (Instr.
4)
Held by Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3.
Transaction
Date
(Month/
Day/Year)
3A.
Deemed
Execution
Date, if
any
(Month/
Day/
Year)
4.
Transaction
Code
(Instr. 8)
5.
6. Date Exercisable
Number
and Expiration Date
of
(Month/Day/Year)
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3,
4, and 5)
(A)
(D)
7. Title and
Amount of
Securities
Underlying
Derivative
Security (Instr. 3
and 4)
Date
Expiration
Exercisable Date
Title
Amount
or
Number
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8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
of
Shares
Explanation of Responses:
1.
Reinvestment of dividend - No form filed at that time.
Signatures
Donald L. Mennel, By; Mary Schroeder, Limited Power of Attorney
** Signature of Reporting Person
01/28/2016
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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LIMITED POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that I, DONALD L. MENNEL the undersigned, of
3020 Stuart Rd (address), City of Fostoria, County of Wood, State of Ohio,
hereby make, constitute and appoint each of Mary J. Schroeder, James C.
Burmeister, and Russell J. Mitchell each of The Andersons, Inc., 480 W. Dussel
Drive, Maumee, Ohio 43537, my true and lawful limited attorney-in-fact for me
and in my name, place and stead, giving severally unto said Mary J. Schroeder,
James C. Burmeister, and Russell J. Mitchell full power individually to (i)
execute and to file with the Securities and Exchange Commission ("SEC") as my
limited attorney-in-fact, any and all SEC Forms 3, 4, 5 or 144 required to be
filed under the Securities Act of 1933 or the Securities Exchange Act of 1934,
each as amended, and (ii) execute and deliver any and all exercise orders,
certificates, commitments and other agreements necessary or appropriate in
connection with any exercise of my stock options for shares in The Andersons,
Inc., do any and all other acts to effectuate the foregoing, and execute and
submit all SEC filings necessary or appropriate in connection therewith, in
connection with my beneficial ownership of equity securities of The Andersons,
Inc., or options for such equity securities.
The undersigned hereby grants to such attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted.
This Power of Attorney shall at all time be binding with respect to all actions
taken by the attorney-in-fact in accordance with the terms of the Power of
Attorney. The Power of Attorney shall begin on the date of execution noted below
and shall lapse and cease to have any effect on the date of the undersigned's
termination of employment or separation from service as member of the Board, or
upon any earlier written revocation of the Power of Attorney by the undersigned.
IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney
as of this 19th day of February, 2015.
DONALD L. MENNEL
State of Ohio)
)
ss
County of Seneca)
On this 19th day of February, 2015, before me a notary public in and for said
state, personally appeared Donald L. Mennel, to me personally known, who being
duly sworn, acknowledged that he/she had executed the foregoing instrument for
purposes therein mentioned and set forth.
Gina S. Murray
NOTARY PUBLIC
My Commission Expires:
7/27/2015
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