investment share transfer form 4

LIVESTOCK IMPROVEMENT – INVESTMENT SHARE TRANSFER
FORM 4
FOR THE CONSIDERATION stated below the “Transferor(s)” named below transfers to the “Transferee(s)” named below
the Livestock Improvement Investment Shares specified below (“Shares”) subject to the current and future obligations in
respect of the Shares contained in the constitution of Livestock Improvement Corporation Limited (the “Constitution”), the
Maximum Investment Shareholding, and the several conditions on which the Shares are now held by the Transferor(s) and
the Transferee(s) agree to accept and hold the Shares subject to the foregoing.
The Transferor(s) and Transferee(s) undertake that the Transferee(s) is a User as defined in the Constitution.
1.
Company
Livestock Improvement Corporation Limited
Number and full description
of shares.
Investment Shares
(a)
(Delete and/or complete where
appropriate; if option (b) is not
completed then option (a) applies)
2.
All Investment Shares held by Transferor(s) (in respect of the Participant Code
listed below);
OR
(b)
__________ Investment Shares held by Transferor(s) (in respect of the Participant
Code listed below).
Transfer from (Seller)
Transferor(s) Full Name(s)
Full postal address
3.
Transferor(s) FIN
4.
Transferor(s) Participant Code:
5.
Consideration
6.
Transfer to (Buyer)
Transferor(s) CSN:
$
Transferee(s) Full Name(s)
Full postal address
7.
Transferee(s) Dairy
Company Supply No.
8.
Transferee(s) Participant Code:
9.
This share transfer is dated the
Transferee(s) CSN:
day of
200
Signed by the Transferor in the presence of
Signature of Witness
Occupation
Address
Signature of Transferor (Seller)
Signed by the Transferor in the presence of
Signature of Witness
Occupation
Address
Signature of Transferor (Seller)
Signed by the Transferor in the presence of
Signature of Witness
Occupation
Address
Signature of Transferor (Seller)
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Signed by the Transferee in the presence of
Signature of Witness
Occupation
Address
Signature of Transferee (Buyer)
Signed by the Transferee in the presence of
Signature of Witness
Occupation
Address
Signature of Transferee (Buyer)
Signed by the Transferee in the presence of
Signature of Witness
Occupation
Address
Signature of Transferee (Buyer)
INSTRUCTIONS ON COMPLETING THE FORM
1.
If all the seller/s (transferor/s) Investment Shares are to be transferred delete (b). If less than all are to be
transferred enter the number of Investment Shares delete (a).
2.
Enter the full name/s and usual residential address/es of the seller/s (transferor/s).
3.
Enter the seller/s FIN number to authorise the transfer of the Investment Shares. If the seller/s does not wish to
disclose the FIN, the buyer/s should be asked to sign (and have the buyer/s signature witnessed) before the FIN is
entered. If the FIN is not known the seller/s should contact the share registry at Livestock Improvement.
4.
Enter the seller/s (transferor/s) Livestock Improvement Participant Code and NZAX CSN Number. If the seller/s do
not have a CSN number you may not trade the shares and therefore should contact Livestock Improvement
immediately.
5.
Against ‘Consideration’ enter the amount being paid for the securities or if applicable state “gift”, or “nil”.
6.
Enter the full name/s and usual residential address/es of the buyer/s (transferee/s).
Note that under Sec 92 of the Companies Act 1993, securities may not be registered into the name of a Trust
(unless it is a Registered Charitable Trust, and documented evidence is produced to Livestock Improvement for
noting). In the case of other trusts, shares must be registered in the name/s of the trustee/s. The word ‘Trust’ must
not be used in any part of the registered name or address.
7.
Enter the buyer/s (transferee/s) dairy supply number.
8.
Enter the buyer/s (transferee/s) Livestock Improvement Participant Code and NZAX CSN Number. If the buyer/s
do not have a CSN number you may not trade the shares and therefore should contact Livestock Improvement
immediately.
9.
The transfer form must be signed by the seller/s (transferor/s) and buyer/s (transferee), dated and witnessed. All
joint holders must sign. The signature of a related person as a witness to the signature of the executing party is
not acceptable. A witness is to be an independent person.
If the form is being signed under Power of Attorney, the form below should also be completed.
10.
CERTIFICATE OF NON-REVOCATION OF POWER OF ATTORNEY
I,…………………………………………………………………………………………………………
of, ……………………………………………………………………………………………………….
HEREBY CERTIFY
1.
THAT I am the Attorney of ……………………………………………………………… under and by virtue of a Power
of Attorney dated ………………………….., given to me by him (her/them).
2.
THAT I have executed the transfer of securities printed on the face hereby as Attorney under the said Power of
Attorney and pursuant to the powers thereby conferred upon me.
3.
THAT I have not received any notice or information of the revocation of the said Power of Attorney by death or
otherwise and I believe the same to be in full force and effect.
SIGNED at ……………………………………………………….. this ……… day of ………………………………. 20………......
SIGNATURE …………………………………………………….
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