Pre-Clearance Form

Pre-Clearance Form
Date: _____________
The Compliance Officer,
M/S. Savera Industries Limited
No.146 Dr.Radhakrishnan Road
Chennai 600 004.
Dear Sir,
Sub –
Pre-clearance for trading in securities of the Company
(Pursuant to clause 11 (ii) and (iii))
I / we, the undersigned, hereby state that I / my immediate relative(s)/we
intend to sell / purchase shares of the Company within 7 trading days of preclearance. The details are furnished hereunder:
Name
-
_______________________
No. of shares held
-
__________(in words)____________
Nature of Security
-
________________________
Relationship with the
employee
-
_____________________
I, the undersigned, hereby undertake –
a)
That I / my immediate relative(s/We do not have any access or have not
received "Price Sensitive Information" up to the time of signing the
undertaking.
b)
That in case I / my immediate relative(s)/We have access to or receive
"Price Sensitive Information" after the signing of the undertaking but
before the execution of the transaction, I shall inform the Compliance
officer of the change in my position and that I / my immediate
relative(s)/We would completely refrain from trading in the securities
of the Company till the time such information becomes public.
c)
That I / my/We immediate relative(s) have not violated the Code of
Conduct for Prevention of Insider Trading as notified by the Company
from time to time.
d)
That I have made a full and true disclosure in the matter.
Please accord your approval for the proposed dealing in shares.
Yours faithfully
(
)
Form for Reporting the Trades executed
(Pursuant to clause 11 (v))
Date: _____________
The Compliance Officer,
M/S. Savera Industries Limited
No.146 Dr.Radhakrishnan Road
Chennai 600 004.
Dear Sir,
Sub – Intimation regarding execution of trades in securities of
the Company
I / we, the undersigned, hereby state that I / my immediate relative(s) / we have sold / purchased
shares of the Company, the details of which are furnished hereunder:
Name of Seller / Purchaser
__________________
No. of Shares Sold / Purchased
-
_____________________
Nature of Security
-
Equity Shares
Date of Trade
-
________________
DP Name
-
________________
Client ID
-
________________
DP ID
-
________________
Sale / Purchase Price (Rs.)
-
________________
Sale / Purchase Value (Rs.)
-
________________
Relationship with the employee
-
_________________
Please make a note of the above.
Yours faithfully,
(
)
Form for Reporting of Decision Not to trade after obtaiing PreClearance ___________________________________________
(Pursuant to clause 11 (vi)
Date: __________
The Compliance Officer,
M/S. Savera Industries Limited
No.146 Dr.Radhakrishnan Road
Chennai 600 004.
Dear Sir,
Sub – Reporting of Decision not to trade after obtaining PreClearance__________________________________________
I / we, the undersigned, hereby inform that I / my immediate relative(s) /
We have taken a decision in not selling / purchasing equity shares of the
company after obtaining pre-clearance in view of the reasons stated below.
__________________________________________________________
__________________________________________________________
Please make a note of the above.
Yours faithfully
(
)